Boutique Regulatory Advisors · Hong Kong
Strategic AML & Regulatory Compliance Solutions
Safeguard Your License. Strengthen Your Framework.
About Us
About Us
Our team of ACAMS-certified professionals and seasoned regulatory practitioners transforms compliance obligations into strategic advantages.
Tailored to the unique operational profile of your firm, our audit-ready frameworks, comprehensive risk assessments and bespoke advisory services support Hong Kong's regulated entities — specifically Trust and Company Service Providers (TCSPs), Money Service Operators (MSOs), and Dealers in Precious Metals and Stones (DPMSs).
What We Do
Our Comprehensive Services
Licensing Applications
Customised, ready-to-implement policy and procedure manuals covering Customer Due Diligence (CDD), ongoing monitoring, record-keeping and regulatory reporting requirements — with complete support through Hong Kong's TCSP and regulated entity licensing process.
Bespoke Advisory
- Regulatory inspection and on-site examination preparation
- New product and financial technology risk assessments
- Virtual assets and crypto-related activities treatment and framework design
Compliance Healthcheck Review
- Rigorous testing of the effectiveness of existing policies and procedures
- Comprehensive client file remediation and gap analysis to avoid regulatory breaches
Regulatory Training
- Annual staff training sessions tailored to current statutory obligations
- Regulatory examination preparation for key personnel and compliance teams
Engagement Tiers
Compliance Engagement Tiers
Flexible service tiers designed to match your firm's specific scale, operational complexity and regulatory risk profile — from new market entrants to established cross-border institutions.
- AML/CTF Policy & Procedures Manual DesignTailored operational manual mapping your core activities.
- Sanctions & PEP Screening ToolkitImplementation-ready client screening mechanisms.
- TCSP Licence Application GuidanceEnd-to-end guidance through the formal application framework.
- AML/CTF Policy & Procedures Manual ReviewAnnual validation and structural review.
- Sanctions & PEP Screening ToolkitContinuous support and toolkit calibration.
- SIS2 Form Preparation & Filing SupportSpecialised assistance with statutory reporting.
Everything in Essential, plus:
- Institutional Risk Assessment (IRA)Methodological review of business-wide compliance risks.
- In-house Compliance Team TrainingOne professional dedicated interactive session.
Everything in Comprehensive, plus:
- Independent AML AuditComprehensive evaluation followed by an official written report.
- Strategic Compliance ConsultationOne-hour executive advisory session.
Premium Tailored
Premium Tailored
Bespoke QuoteFully tailored for complex, multi-layered or cross-border corporate structures:
- End-to-end AEOI/CRS compliance support
- Multi-jurisdictional Customer Due Diligence design
- Annual Compliance Advisory retainer
- Virtual Asset AML Policy design
- Outsourced AML / MLRO Officer service